Full text of SUTTER SECURITIES INCORPORATED's X-17A-5 filed 2023-08-29 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## SUTTER SECURITIES, INC. FINANCIAL STATEMENTS AND ACCOMPANYING SUPPLEMENTARY INFORMATION REPORT PURSUANT TO SEC RULE 17a-5(d) FOR THE YEAR ENDED JUNE 30, 2023 # PUBLIC {1}------------------------------------------------ # SUTTER SECURITIES, INC. AND SUBSIDIARY # CONSOLIDATED FINANCIAL STATEMENTS AND ACCOMPANYING SUPPLEMENTARY INFORMATION REPORT PURSUANT TO SEC RULE 17A-5(D) FOR THE YEAR ENDED JUNE 30, 2023 {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III sec file number 8-45158 | | FACING PAGE | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------| | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | filing for the period beginning 7/1/2022 | | - AND ENDING 6/30/2023 | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: Sutter Securities, Inc. | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | _ Security-based swap dealer | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 6 Venture. Suite 395 | | | | | (No. and Street) | | | Irvine | CA | 92618 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Keith Moore | 949-295-1580 | keith@suttersf.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. Accountant identification | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Brian W. Anson | | | | | (Name - if individual, state last, first, and middle name) | | | 18455 Burbank Blvd. #404 Tarzana | | 91356<br>CA | | (Address) | (City) | (State)<br>(Zip Code) | | 9/15/05 | | 2370 | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement o…Read the full text as markdown