Full text of SUTTER SECURITIES INCORPORATED's X-17A-5 filed 2025-08-29 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## SUTTER SECURITIES, INC. FINANCIAL STATEMENTS AND ACCOMPANYING SUPPLEMENTARY INFORMATION REPORT PURSUANT TO SEC RULE 17a-5(d) FOR THE YEAR ENDED JUNE 30, 2025 # PUBLIC {1}------------------------------------------------ # SUTTER SECURITIES, INC. AND SUBSIDIARY # CONSOLIDATED FINANCIAL STATEMENTS AND ACCOMPANYING SUPPLEMENTARY INFORMATION REPORT PURSUANT TO SEC RULE 17A-5(D) FOR THE YEAR ENDED JUNE 30, 2025 {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | | |-----------------|--|--| |-----------------|--|--| FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | "ING FOR THE PERIOD BEGINNING 07/01/2024 ---------- | | AND ENDING 06/30/2025 . | |-----------------------------------------------------|----------|-------------------------| | | MM/DD/YY | MM/DD/YY | /DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Sutter Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): 09/15/05 Broker-dealer | | Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer 2370 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 6 venture, Suite 395 | | | | |---------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|------------| | | (No. and Street) | | | | Irvine | CA | | 92618 | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Tad Bull | 917-923-9649 | tad.bull@sutterus.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Brian W. Anson | | | | | | (Name - if individual, state last, first, and middle name) | | | | 18455 Burbank Blvd #404 | Tarzana | CA | 91356 | | (Address) | (City) | (State) | (Zip Code) | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement…Read the full text as markdown