Full text of CLARKSONS PLATOU SECURITIES, INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Clarksons Platou Securities, Inc. December 31, 2021 With Report of Independent Registered Public Accounting Firm *(SEC I.D. No. 8-45221)* \ {1}------------------------------------------------ | | | | | | 0MB APPROVAL | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------|-----------------------------------------|------------------------------|----------------------------------------------------|--|--| | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | | | 0MB Number: 3235-0123 | | | | | | | | | Expires: Oct. 31, 2023 | | | | | | Washington, D.C. 20549 | | | Estimated average burden<br>hours per response: 12 | | | | | | ANNUAL REPORTS | | | | | | | | | | | | SEC FILE NUMBER | | | | | | FORM X-17A-S | | 8-45221 | | | | | | | PART Ill | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | | | FILING FOR THE PERIOD BEGINNING __ | | ___ | | __ | ___ | | | | | 0_l_/0_l_/2_0_2_1 | | AND ENDING | _<br>12_/_3_1/_2_0_21 | | | | | | | MM/00/YY | | | MM/00/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: __ C_la_r_ks_o_n_s_P_la_t_o_u_S_e_c_ur_it_ie_s_ln_c_. _____________ | | | | | _____ _ | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | Oil Broker-dealer | □ Security-based swap dealer | | D Major security-based swap participant | | | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 280 Park Avenue, 21st Floor East | | | | | | | | | | | (No. and Street) | | | | | | | New York | | New York | | | 10017 | | | | (City) | | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Maureen O'Brien | 212 317 8161 | | | maureen.obrien@clarksons.com | | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Mazars…Read the full text as markdown