Full text of CLARKSONS SECURITIES, INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEMENTS AND SUPPLEM E NTAL INFORMATION Clarksons Securities, Inc. Year Ended December 31, 2025 With Report of Independent Registered Public Accounting Firm *(Confidential Pursuant to SEC Rule 17a-5(e)(3))* *(SEC I.D. No. 8-45221)* {1}------------------------------------------------ # Financial Statements and Supplemental Information Year Ended December 31, 2025 # **Contents** | Facing Page and Oath or Affirmation | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----| | Report oflndependent Registered Public Accounting Firm<br><br><br> | 1 | | Financial Statements | | | Statement of Financial Condition<br><br><br><br><br><br><br><br><br><br> | 2 | | <br><br><br><br><br><br>Statement of Income | . 3 | | Statement of Changes in Stockholder's Equity .4 | | | Statement of Changes in Liabilities Subordinated to Claims of General Creditors 5 | | | 6<br>Statement of Cash Flows<br> | | | otes to Financial Statements<br><br><br><br><br><br><br><br>7-18 | | | Supplemental Schedules | | | <br><br><br>19<br>Schedule I: Computation of Net Capital Pursuant to SEC Rule 15c3-1<br>Schedule II: Computation for Determination of Reserve Requirements and Information<br>Relating to Possession or Control Requirements Under Rule I 5c3-3 of the Securities and | | | Exchange Commission 20 | | | Report of Independent Registered Public Accounting Firm Regarding Rule 15c3-3 | | | Exemption Report<br><br><br><br>21 | | | Rule 15c3-3 Exemption Report 22 | | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17A-5 PART** Ill FACJNG PAGE 0MB Numl,er: 3235-0123 Expires: Nov. 30, 2026 Estimated avarage burden hours per response; 1! SEC FI LE NUM BER 8-45221 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **Q1 /01 /2025** MM/DD/YY AND ENDING **12/31/2025** MM/DD/VY A. REGISTRANT IDENTIFICATION NAME oF FIRM: Clarksons Securities, Inc TYPE OF REGISTRANT (check all applicable boxes): **0** Broker-deale r O Securit y-based swap dealer D Major security-based swap participant □ Oh eek here if responclem is also an OTC deriv-itiv.…Read the full text as markdown