Full text of JHW FINANCIAL SERVICES INC.'s X-17A-5 filed 2022-02-11 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Annual Audit Report December 31, 2021 {1}------------------------------------------------ | | | 0MB APPROVAL | | | | |-----------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--| | UNITED STATES | | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>Estimated average burden<br>hours per response: | | | | | | | | | | | | | | | | 8-45304 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | AND ENDING | __<br>____<br>1_2_/3_1_/2_1 | | | | | MM/DD/VY | | MM/DD/VY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (No. and Street) | | | | | | | | | 94903 | | | | | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | LizCollins@financialtelesisinc.com | | | | | Elizabeth S. Collins<br>(Name)<br>(Area Code -Telephone Number)<br>(Email Address) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | | | | Walnut Creek | California | 94596 | | | | | (City) | | (State)<br>(Zip Code) | | | | | | | 3438 | | | | | | | (PCAOB Regl,trafoo N•mbec, • appllcabl,) I | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | PART Ill<br>FACING PAGE<br>___<br>01_/_0_1/_2_1<br>TYPE OF REGISTRANT (check all applicable boxes):<br>• Security-based swap dealer<br>• Check here if respondent is also an OTC derivatives dealer<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>( 415) 526-2759 | ANNUAL REPORTS<br>F…Read the full text as markdown