Full text of JHW FINANCIAL SERVICES INC.'s X-17A-5 filed 2023-02-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Annual Audit Report December 31, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-45304 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **\_\_\_ 0\_1/\_0\_1/\_2\_2 \_\_\_** AND ENDING **\_\_\_ 1\_2\_/3\_1\_/2\_2 \_\_ \_** MM/DD/VY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: JHW Financial Services, Inc. dba Financial Telesis, Inc. TYPE OF REGISTRANT (check all applicable boxes): @Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) **4340 Redwood Highway, Suite B-75** (No. and Street) **San Rafael California** (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING **94903** (Zip Code) **Elizabeth S. Collins (415) 526-2759 LizCollins@financialtelesisinc.com** (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* **Ernst Wintter** & **Associates LLP** (Name - if individual, state last, first, and middle name) **675 Ygnacio Valley Road, Suite A200 Walnut Creek California** (Address) (City) (State). **February 24, 2009 3438 94596** (Zip Code) **FOR OFFICIAL USE ONLY (PCAOB Reg;~,atioo N,mbe,, ;f appUcable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form** displays a currently valid 0MB control number. {2}------------------------------------------------ ### **OATH OR AFFIRMATION** I, **Elizabeth S. Collins** . swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of **JHW Financial Services, Inc. dba Financial Telesis, Inc.** • as of **---------=D-=e""c""ec:.:mc:.:b:::.;…Read the full text as markdown