Full text of SWORD SECURITIES LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **SWORD SECURITIES LLC** **Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities and Exchange Act of 1934** **December 31, 2021** {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 OMB Nunlber: 3235-O123 Expire:: Ocl. 31, 2023 Egtimated average burden hours per response: <sup>12</sup> OM8 APPROVAI # ANNUAT REPORTS FORM X-17A-5 PART III S€C FItT NUMEER 8-45650 FACING PAGE lnformatlon Required Pursuant to Rules l7a-5,t7a-12, and 18a-7 under the Securlties Exchange Act of 1934 | F;LING FoR rHE pERloD BEG;NNING 0110112021 | | | aND ENDTNG 1213112021 | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------|-----------------------|--------------------------|--| | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Sword Securities LLC | | | | | | | WPE OF REGISTRANT (check all applicable boxes):<br>El Broker-dealer D Security-based swap dealer E valor security-based swap participant<br>O Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PIACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 7 Witherspoon Street | | | | | | | | (No. and Streetl | | | | | | Princeton | NJ | | | 08542 | | | (city) | | (Srate) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Kathleen Camisa | 609-658-7501 | | | kcam isa@sword rowe. com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing'<br>Sanville & Company | | | | | | | | (Name - il individual, state last, first, and middle namel | | | | | | 1514 Old York Road | Abington | | PA | 19001 | | | (Address) | (City) | | (stare) | (2ip Code) | | | (Date of<br>with | | | 169 | | | | | FOR OFFICIAT USE ONIY | | | it<br>Nu | | | | | | | | | | ' Claims for exemption from the requirernent that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.1 7a-5(e,( U(ii), if applicable. P…Read the full text as markdown