Full text of STOCK SECURITIES LLC's X-17A-5 filed 2023-02-16 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **STOCK SECURITIES LLC** **Financial Statements and Supplemental Information Pursuant to Rule 17a-5 under the Securities and Exchange Act of 1934** **December 31, 2022** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | | SEC FILE NUMBER | |--|-----------------| |--|-----------------| FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/2022 | AND ENDING 12/31/2022 | |--------------------------------------------|-----------------------| |--------------------------------------------|-----------------------| MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Stock Securities LLC TYPE OF REGISTRANT (check all applicable boxes): | Broker-dealer [ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 201 Tresser Blvd, Suite 345 | | (No. and Street) | | |----------|------------------|------------| | Stamford | CT | 0690 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | Kathleen Camisa | 609-658-7501 | kcamisa@stocksecurities.com | |-----------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | | | 12 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 | | ## B. Accountant Identification INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | Sanville & Company | (Name - if individual, state last, first, and middle name | | | |--------------------------------------------------|-----------------------------------------------------------|---------|-------------------------------------------| | 1514 Old York Road | Abington | PA | 19001 | | (Address) | (City) | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | 169 | (PCAOB Registration Number, if applicable | | | FOR OFFICIAL USE ONLY | |…Read the full text as markdown