Full text of BROOKWOOD SECURITIES PARTNERS, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statements of Financial Condition December 31, 2021 and 2020 {1}------------------------------------------------ Statements of Financial Condition December 31, 2021 and 2020 {2}------------------------------------------------ # Contents | Report of Independent Registered Public Accounting Firm | 3 | |------------------------------------------------------------------------|-----| | Statements of Financial Condition<br>Statements of Financial Condition | 4 | | Notes to Statements of Financial Condition | 5-8 | {3}------------------------------------------------  Fax: 617-422-0909 www.bdo.com One International Place Hoston, MA 02110-1745 # Report of Independent Registered Public Accounting Firm Brookwood Financial Partners, LLC, the Sole Member of Brookwood Securities Partners, LLC Beverly, Massachusetts #### **Opinion on the Statements of Financial Condition** We have audited the accompanying statements of financial condition of Brookwood Securities Partners, LLC (the "Company") as of December 31, 2021 and 2020, the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company at December 31, 2021 and 2020, in conformity with accounting principles generally accepted in the United States of America. #### **Basis** for Opinion These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Company in accordance with the **U.S.** federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence r…Read the full text as markdown