Full text of BROOKWOOD SECURITIES PARTNERS, LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington. D.C. 20549 OM8 APPROVAL 0MB Number: 3US-Oll3 b pi~~: Nov, 30, 2026 E:tim ; ted ;aven,;c burde.n hour:: pc.r rt ~pon~: 12 > SEC FlLE NUM8f.R 8-46627 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING PAGE Info rmation Required Pursua nt to Rules 17a-5, 17a-12. a nd 18.a-7 under the Se curities Excha nge Act of 1934 FILING FOR THE PERIOD BEGINNING **0 1/01 /24** AND ENDING 12/31 **/2 4** MM/ 00/YY MM/ 00/YY A, REGISTRANT IDENTIFICATION NAME o F FIRM: Brookwood Securities Partners, LLC TYPE OF REGISTRANT (check all applicable boxes): lil Broker-dealer O Security-based swap dealer 0 M ajor security-based swap participant D Check here if respondent is aJso an OTC derivatives deal~r ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 138 Conant Street | | (No. and Street) | | | |---------------------------------------------------------------------------------|---------------------------------------------------------------|---------------------------------------------|------------| | Beverly | MA | | 01915 | | (City) | [St ate) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Ericka L. Ayles | (978) 720-7500 | f.!aylcs@brook\,•001.irinanciaLoom | | | (Nam e) | (Area code - Telephone Number) | (E.mail Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in t<br>BDO USA, P.C. | (Name - if individual, st ate last, first, and mt<Sd le name> | his filing• | | | 1 International Place | Boston | MA | 02110 | | (Add ress) | | [State) | [Zip code) | | 10/08/2003 | | 243 | | | (rt•<br>of Registration with PCAOS)(if applicable) FOR OFFICIAL USE ONLY | | (PCAOS Regist<ation Numbe<, if applicable)I | | | | | | | | | | | | BDO USA, LLP, a Delaware limited liability partnership, is the U.S. member of BDO International Limited, a UK company limited by guarantee, and forms part of the international BDO network of independent member firms. • Claims fo r e xemption from t he req uireme nt that t he an nuaJ rtpo rts be covered by t he reports of an inde pend ent public accountant must be sup ported by a stat ement of facts a nd circumstances re[ie-d on as t he basis of the exe mption. SH 17 CFA 240.t?a•S(e >(t )(ii), if applicable . BDO is the brand name for the BDO network and for each of the BDO Member Firms. **2** Persons who are to respond to t he coUectM>n of info rm…Read the full text as markdown