Full text of NYLIFE DISTRIBUTORS LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | | OMS APPROVAi | | |----------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------|----------------------------------------------------------------------------------|--| | | lll'il IF.DSr All.'\<br>SH lJRlllt~ A~Df <.:ti \l\Gl:n><br>l~IOS<br>\\ ubln~tun, U,C. 20~49 | | | | | | ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>PART Ill | | E.1llmatN.l •v 1<br>llutden<br>llOln per,~<br>12 00<br>_gc mr: NUMBrn<br>a-46655 | | | | l<ACING P.\GE<br>Information Rc.1ulred of Brokers 11nd Dealers Punu1nt to Section 17 of lhe<br>Securities E1rh1nge Act of 1934 ind Rule I 7a-~ Thereunder | | | | | Rl:PORl'IOR Illhl'l RIOUBl:<ilNNIN(,01/01/~Q~~ __ | | ANDhNDIN<i. 12/31/2020 | | | | | MMIDU/YY | | MM.J>IJ'YY | | | | A. REGISTRANT IDENTU'ICATION | | | | | NAME 01 nRoK1 R-DEAtER. New York Life Distributors LLC | | rQFFJg!Af. USE Ot-JL.Y~ | | | | ADORI SS or PRINCIPAL PLACI 01· BUSINl·.SS· (Oo not use P.O. Box No) | | L<br>J<br>FIRM l.D NO. | | | | 30 Hudson Street | | | | | | | (No. and Sin:cl) | 07738 | | | | | | (Lip (ode) | | | | Marta Honsen | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPOR f | | 201-685-6215 | | | | | | (Arca Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | Price Waterhouse Cooper LLP | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained m this Report• | | | | | | (Name - if mdtv1dual. slalt! lu.sl. first. middlt! namr) | | | | | 300 Madison Avenue | New York | NY | 10017 | | | (Address) | (Ci1y) | (SULC) | (Zip Code) | | | CHECK ONE: | | | | | | l~lcertified Public Accountant | | | | | | Public Accountant | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | *must he supported by a statement of facLs and circumstances relied on as the basis for the exemption. See Section 240. I 7a-5(e)(2)* Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a cu1Tently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### OA'fll OR AFFIRMATION • | ----<br>~~sen<br>I, | . , swear (or allinn) that, to the he~ l uf | |---------------------------------------------------------…Read the full text as markdown