Full text of NYLIFE DISTRIBUTORS LLC's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | | OMB APPROVAL | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|--------------------------------------------|--------------|--| | | UNITED STATES<br>securities and exchange commission<br>Washington, D.C. 20549 | | | | | ANNUAL REPORTS | SEC FILE NUMBER<br>B-46655 | | | | | | PART III | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 - | | | | | | | | AND ENDING 12/31/2022 | | | | | | | MM/DD/YY | | | Filing for the period beginning _1/1/2022 | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: New York Life Distributors LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 30 Hudson Street | | | | | | | (No. and Street) | | 07302 | | | Jersey City | NJ<br>(State) | | (Zip Code) | | | (City) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Marta Hansen | 917-748-0162 | marta_hansen@nylim.com<br>(Email Address) | | | | (Name) | (Area Code - Telephone Number) | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | PriceWaterhouse Coopers LLP | (Name - If Individual, state last, first, and middle name) | | | | | 300 Madison Avenue | New York | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | {1}------------------------------------------------ | | swear (or affirm) that, to the best of my Rhowledge<br>, as of | |-------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | financial report pertaining to the firm of New York Llfe Distributo…Read the full text as markdown