Full text of SIA SECURITIES CORP.'s X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # SIA Securities Corp. (SEC I.D. No. 8-46668) Financial Statements and Supplemental Schedules for the Year Ended December 31, 2021, and Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: August 31,2020 Estimated average burden hours per response. ......... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | | | 8-46668 | **FACING PAGE Information Requested of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | | AND ENDING | | |------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------|--------------------------------| | | 01/01/21<br>MM/DD/YY | | 12/31/21<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | SIA Securities Corp. | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>3300 IDS Center, 80 South 8th Street | | FIRM I.D. NO. | | | | (No. and street) | | | | Minneapolis | Minnesota | | 55402 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Paul Rasmussen | | | 612-359-2536 | | | | | (Area Code – Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Deloitte & Touché<br>LLP | | | | | | (Name – if individual, state last, first, middle name) | | | | 50 South Sixth Street | Minneapolis | Minnesota | 55402 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br><br>Certified Public Accountant<br><br>Public Accountant<br><br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this for…Read the full text as markdown