Full text of SIA SECURITIES CORP.'s X-17A-5 filed 2024-02-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # SIA **Securities** Corp. (SEC I.D. No. 8-46668) Financial Statements and Supplemental Schedules for the Year Ended December 31, 2023, and Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | | SEC FILE NUMBER | | |--|--|-----------------|--| 8-46668 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | FILING FOR THE PERIOD BEGINNING O 1/01 /23 | | AND ENDING 12/3<br>1 /<br>2 3 | |--|--------------------------------------------|--|-------------------------------| |--|--------------------------------------------|--|-------------------------------| MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: SIA Securities Corp. TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 80 South 8th Street, Suite 3300 | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|---------------------| | Minneapolis | Minnesota | | 55402 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Paul Rasmussen | 612-359-2536 | | per@siti nvest. com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Deloitte & Touche LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 50 South Sixth Street | Minneapolis | MN | 55402 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/03 | | 34 | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption . See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to…Read the full text as markdown