Full text of THE WINNING EDGE FINANCIAL GROUP, INC.'s X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 #### OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-46743 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: The Winning Edge Financial Group, Inc. TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 23 Calstan Place | | (No. and Street) | | |----------------------------------------------|--------------------------------|-------------------------------------| | Clifton | NJ | 07013 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Ben Zangara | 973-773-6600 | benzangara@winningedgefinancial.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | D ACCOLINTANT DESIGNATION | | B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* #### Michael T Remus CPA | Hamilton Square | NJ | 08690 | |--------------------------------------------------|---------|------------------------------------------------------------| | (City) | (State) | (Zip Code) | | | 3598 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | FOR OFFICIAL USE ONLY | | | | | | (Name - if individual, state last, first, and middle name) | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Ben Zangara | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------…Read the full text as markdown