Full text of THE WINNING EDGE FINANCIAL GROUP, INC.'s X-17A-5 filed 2024-04-03 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | | | |----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------|--------------------------------------------|--|--|--| | | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | | | | Washington, D.C. 20549 | | | | | | | | | SEC FILE NUMBER | | | | | | ANNUAL REPORTS<br>FORM X-17 A-5 | | | 8-46743 | | | | | | PART Ill | | | | | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2023 | AND ENDING 12/31/2023 | | | | | | | | MM/DD/VY | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME oF FIRM: The Winning Edge Financial Group, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l:!J Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer<br>□ Major security-based swap participant | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 23 Calstan Place | | | | | | | | | (No. and Street) | | | | | | | Clifton | NJ | | 07013 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Ben Zangara | 973-773-6600 | | benzangara@winningedgefinancial.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | Michael T Remus CPA | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | PO Box 2555 | Hamilton Square | NJ | 08690 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 02/23/2010 | 3598 | | | | | | | Ir• of Regl~rnt~, with PCAOBJI• appll@ble) | | | (PCAOB Reglstrnfo, N"mbe,, If applkable) I | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | CFR 240.17a-S(e)(l)(ii), if applicable. | * Claims for exemption from the requirement that the annual reports be covered by the reports of a…Read the full text as markdown