CONVERGEX EXECUTION SOLUTIONS LLC X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of CONVERGEX EXECUTION SOLUTIONS LLC's X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CONVERGEX EXECUTION SOLUTIONS LLC
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0000917380-17-000010
• CIK: 917380
• File #: 8-46838
• Material weakness: No
• Auditor: Ernst & Young
• Auditor location: New York, NY
• Contact: Ira Lupkin
• Phone: 212-468-7564
• Signed by: Gregory Voetsch (Chief Executive Officer)

Document text (excerpt)

X-17A-5 0000917380 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N CONVERGEX EXECUTION SOLUTIONS LLC 1633 BROADWAY 48TH FLOOR NEW YORK NY 10019 Ira Lupkin 212-468-7564 Ernst & Young 5 Times Square New York NY 10036 Certified Public Accountant Gregory Voetsch CONVERGEX EXECUTION SOLUTIONS LLC 12-31-2016 Gregory Voetsch Chief Executive Officer Y

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Other filings by this registrant

• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-07
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01
• X-17A-5/A — 2012-02-27
• X-17A-5 — 2012-02-17
• X-17A-5 — 2011-02-28
• X-17A-5 — 2010-06-01
• X-17A-5 — 2009-02-26

Original filing on SEC EDGAR (source of record)