COWEN EXECUTION SERVICES LLC X-17A-5 (2019-03-01) — Broker-dealer annual report

Full text of COWEN EXECUTION SERVICES LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: COWEN EXECUTION SERVICES LLC
• Form: X-17A-5
• Filed: 2019-03-01
• Period: 2018-12-31
• Accession: 0000917380-19-000004
• CIK: 917380
• File #: 8-46838
• Material weakness: Yes
• Auditor: KPMG LLP
• Auditor location: New York, NY
• Contact: Ira Lupkin
• Phone: 6466903234
• Signed by: Daniel Charney (Chief Executive Officer)

Document text (excerpt)

X-17A-5 0000917380 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer Y COWEN EXECUTION SERVICES LLC 599 LEXINGTON AVENUE 21 FLOOR NEW YORK NY 10022 Ira Lupkin 6466903234 KPMG LLP 345 Park Avenue New York NY 10154 Certified Public Accountant Daniel Charney COWEN EXECUTION SERVICES LLC 12-31-2018 Daniel Charney Chief Executive Officer Y

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Other filings by this registrant

• X-17A-5 — 2020-02-28
• X-17A-5 — 2018-03-07
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01
• X-17A-5/A — 2012-02-27
• X-17A-5 — 2012-02-17
• X-17A-5 — 2011-02-28
• X-17A-5 — 2010-06-01
• X-17A-5 — 2009-02-26

Original filing on SEC EDGAR (source of record)