Full text of GLOBAL FINANCIAL SERVICES, L.L.C.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Statement of Financial Condition # Global Financial Services, L.L.C. December 31, 2022 Filed as PUBLIC information pursuant to Rule17a-5(d) under the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | |---------------------------| | 3235-0123 | | Expires: October 31, 2023 | | Estimated average burden | | hours per response 12.00 | | SEC FILE NUMBER | | | 8 - 46866 # FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | REPORT FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | | |--------------------------------------------------------------------------------------|-------------------------------------------------------------|-----------------------------------|--------------------------------------------|--|--| | | MM/DD/YYYY | | MM/DD/YYYYY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | | Global Financial Services, L.L.C. | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | X Broker-dealer O Security-based swap dealer D Major security-based swap patticipant | | | | | | | [] Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 1330 Post Oak Blvd., Suite 2100 | | | | | | | (No. and Street) | | | | | | Houston | TX | | 77056-3019 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jack Bruno | 713-968-0400 | jbruno@globalhou.com | | | | | (Name) | (Area Code -- Telephone No.) | (Email Address) | | | | | | R. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | | | LaPorte, A Professional Accounting Corporation | | | | | | | (Nasse - if individual, state last, first, and middle name) | | | | | | 8555 United Plaza Blvd. Ste. 400 | Baton Rouge | LA | 70809 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/16/2003 | | | 601 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual reports of an independent public accountant mus…Read the full text as markdown