Full text of GLOBAL FINANCIAL SERVICES, L.L.C.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Statement of Financial Condition # Global Financial Services, L.L.C. December 31, 2023 Filed as PUBLIC information pursuant to Rule17a-5(d) under the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 46866<br>8 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31/2023 | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|----------------------|-----------------|--------------------------------------------|--| | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Global Financial Services, L.L.C. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[ Major security-based swap participant<br>Broker-dealer<br>C Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1330 Post Oak Blvd., Suite 2100 | | | | | | | | (No. and Street) | | | | | | Houston | TX | | | 77056-3019 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jack Bruno<br>713-968-0400 | | jbruno@globalhou.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>LaPorte, A Professional Accounting Corporation | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 8555 United Plaza Blvd. Ste. 400 | Baton Rouge | | I A | 70809 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/16/2003 | | 601 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be suppor…Read the full text as markdown