Full text of FAIRVIEW SECURITIES, INC.'s X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **FAIRVIEW SECURITIES, INC** **(SEC I.D. No. 8‐46868)** **Public Report on Audit of Financial Statements** **For the year ended December 31, 2019** **and** **Report of Independent Registered Public Accounting Firm** **and** **Review Report Regarding Exemption Provisions** {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |----------------------------|--| | OMB Number: 3235-0123 | | | Expires: August 31, 2020 | | | Estimated average burden | | | hours per response . 12.00 | | SEC FILE NUMBER 8-46868 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | | MM/DD/YY | 01/01/19 AND ENDING | 12/31/19<br>MM/DD/YY | |--------------------------------------------------------------------------|---------------------|--------------------------------------------------------|---------------------|-----------------------------| | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER - DEALER: | | | | OFFICIAL USE ONLY | | Fairview Securities, Inc. | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM ID. NO. | | 154 Long Lots Road | | | | | | | (No. and Street) | | | | | Westport | CT | | | 06880 | | (City) | (State) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Jason T. Sunderland | | | 212-427-3623 | | | | | | | (Area Code - Telephone No.) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | | | Morey, Nee, Buck & Oswald, LLC. | | (Name - if individual, state last, first, middle name) | | | | | | | | | | 2571 Baglyos Circle, Suite B20<br>(Address) | Bethlehem<br>(City) | | PA<br>(State) | 18020<br>(Zip Code) | | | | | | | | CHECK ONE: | | | | | | X Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | \* Clains for exemption from the requirement hat the covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemptio…Read the full text as markdown