Full text of FAIRVIEW SECURITIES, INC.'s X-17A-5 filed 2026-04-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMB Number:3235-0123<br>Expires:Nov.30,2026 | |-------------------------------------------------------| | Estimated average burden<br>hours per response:<br>12 | | SEC FILE NUMBER | 8-46868 # **ANNUAL REPORTS FORM X-17A-5 PART III** | FACING PAGE<br>Information Required Pursuant to Rules 17a-5,<br>17a-12,<br>and 18a-7 | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------|-------------------------------|---------------------------|--|--|--| | under the Securities Exchange Act of 1934<br>01/01/25<br>12/31/25 | | | | | | | | AND ENDING<br>FILING FOR THE PERIOD BEGINNING<br>MM/DD/YY | | MM/DD/YY | | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | | | Fairview Securities, Inc.<br>NAME OF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>H<br>Broker-dealer<br>Security-based<br>security-based<br>Major<br>swap dealer<br>swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:<br>(Do not use a P.O. box no.) | | | | | | | | 154 Long Lots Road | | | | | | | | (No.<br>and Street) | | | | | | | | Westport | CT | | 06880 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | 212-427-3623<br>Jason T. Sunderland | | | js@fairviewsecurities.com | | | | | -<br>(Area Code<br>Telephone Number)<br>(Name) | | (Email Address) | | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Ohab and Company, PA | | | | | | | | -<br>individual,<br>if<br>(Name | state last,first,and | middle name) | | | | | | 100 E. Sybelia Ave., Suite 130 | Maitland | FL | 32751 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 07/28/2004 | | 1839 | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number,if | applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the ba…Read the full text as markdown