Full text of HAMILTON CAVANAUGH INVESTMENT BROKERS, INC.'s X-17A-5 filed 2024-04-12 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER 8-046982 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01 /01 /2023 AND ENDING 12/31 /2023 MM/DD/VY MM/DD/VY A. REGISTRANT IDENTIFICATION NAME oF FIRM: Hamilton Cavanaugh and Associates, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Maj or security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 2975 Westchester Avenue, Ste 114 | | | (No. and Street) | | | | |------------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|-----------------|---------------------|--| | Purchase | | NY | | 10577 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Lindsay Hamilton | | (941) 761-6110 | | lindsayh@hamcav.com | | | (Name) | | (Area Code - Telephone Number) | {Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this fil<br>Goldman & Company, CPAs, PC | | (Name - if individual, state last, first, and middle name) | ing* | | | | 3535 Roswell Road, Ste 32 Marietta | | | GA | 30062 | | | (Address) | | (City) | (Stat e) | (Zip Code) | | | 06/25/2009 | | | 1952 | | | | l"<br>of Reg;" "tloo w;th PCAOB){;f '''"" ble}<br>FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \*Claims for exempt ion from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as t he basis of t he exempt ion. See 17 CFR 240.l 7a-S(e)(l )(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ | | OATH OR AFFIRMATION | | | | | | | |---|-------…Read the full text as markdown