Full text of HAMILTON CAVANAUGH INVESTMENT BROKERS, INC.'s X-17A-5 filed 2026-04-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Hamilton, Cavanaugh & Associates, Inc. ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill SEC FILE NO. 8-46982 FOR THE YEAR ENDED DECEMBER 31, 2025 (with Report of Registered Independent Public Accounting Firm) {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------|--|--|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | 8-046982 | | | | | | | PART Ill | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01 /2025 | | | AND ENDING 12/31 /2025 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME oF FIRM: Hamilton Cavanaugh and Associates, Inc. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>0 Security-based swap dealer<br>0 Major security-based swap participant<br>0 Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | | | | | 661 North Broadway | | | | | | | | | | {No. and Street) | | | | | | | | North White Plains | NY | | 10603 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Lindsay Hamilton | (914) 761-6110 | | lindsayh@hamcav.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Goldman & Company, CPAs, PC | {Name - if individual, state last, first, and middle name) | | | | | | | | 3535 Roswell Road, Ste 32 Marietta | | | 30062<br>GA | | | | | | (Address) | (City) | {State) | (Zip Code) | | | | | | 06/25/2009 | | 1952 | | | | | | | (Date of Re11:istration with PCAOB)(if applicable) | | | {PCAOB Registration Number,…Read the full text as markdown