Full text of PERFORMANCE TRUST CAPITAL PARTNERS, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31 , 2020 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ ### ANNUAL AUDITED REPORT FORM X-17A-5 PARTlll | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>PARTlll | | �<br>��������<br>OMB APPROVAL<br>OMB Number:<br>3235-0123<br>Expires:<br>October 31, 2023<br>Estimated average burden<br>hours per response 12. 00<br>SEC FILE NUMBER<br>a-47035 | |-------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------|------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | | | Securities Exchange Act of 1934 and Rule 17a-S Thereunder | | | | REPORT FOR THE PERIOD BEGINNINGQ1/Q1/2Q | MM/DD/YY | AND ENDING | 12/31/20<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME oF BROKER-DEALER: Performance Trust Capital Partners, LLC I 0FF1c1AL usE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM l.D. NO. | | 500 West Madison St, Suite 450 | | | | | | (No. and Street) | | | | Chicago | IL | | 60661 | | (City) | (State) | | (Zip Code) | | Jason CaNer | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT | | 312-521-1114 | | | | | (Arca Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report• | | | | RSM US LLP | | | | | | (Name - i/indivlduol, state lost.first, middle name) | | | | 30 South Wacker Dr, Ste 3300 | Chicago | IL | 60606 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | It/ I Certified Public Accountant<br>B<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | I | | | I | | | | | | •claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as…Read the full text as markdown