Full text of PERFORMANCE TRUST CAPITAL PARTNERS, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31 , 2022 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 323S-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-S PART Ill** | | | SEC FILE NUMBER | |--|--|-----------------| FACING **PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01101122 AND ENDING 12131122 --------- ---------- MM/ O O / YY MM/0D/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Performance Trust Capital Partners, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 500 West Madison Street, Suite 450 Chicago (City) (No. and Street) IL (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 60661 (Zip Code) Ryan Gazda 312-521-1111 rgazda@performancetrust.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• RSM US LLP (Name - If Individual, state last, first, and middle name) 30 S Wacker Dr, Ste 3300 (Address) 09/24/2003 Chicago (City) 49 IL (State) 60606 (Zip Code) (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(li), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Ryan Gazda | financial report pertaining to the firm of Performance Trust Capital Partners, LLC | swear (or affirm) that, to the best of my knowledge and belief, the | as of | |--------------------------|-------------------------…Read the full text as markdown