Full text of SPROTT GLOBAL RESOURCE INVESTMENTS LTD's X-17A-5 filed 2025-03-19 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/24 MM/DD/YY AND ENDING 12/31/24 MM/DD/YY OMB APPROVAL OMB Number: 3235-0123 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-47039 Expires: Nov. 30, 2026 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Sprott Global Resource Investments, Ltd. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer O Check here if respondent is also an OTC derivatives dealer O Security-based swap dealer | Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1910 Palomar Point Way, Suite 200 | | (No. and Street) | | | |----------|------------------|------------|--| | Carlsbad | CA | 92008 | | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING Michelle Sath 437-522-8235 (Name) (Area Code - Telephone Number) msath@sprott.com (Email Address) #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # KPMG LLP | | (Name - if individual, state last, first, and middle name) | | | | |--------------------------------------------------|------------------------------------------------------------|----|---------|--------------------------------------------| | Bay Adelaide Centre, 333 Bay Street, Suite 4600 | loronto | | | ON,Canada M5H2S5 | | (Address) | (City) | 85 | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Michelle Sath | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------------------------|--------------------------…Read the full text as markdown