Full text of SPROTT GLOBAL RESOURCE INVESTMENTS LTD's X-17A-5 filed 2026-03-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | | | | | |---------------------------|--|--|--|--| | OMB Number: 3235-0123 | | | | | | Expires: Nov. 30, 2026 | | | | | | Estimated average burden | | | | | | hours per response:<br>12 | | | | | SEC FILE NUMBER 8-47039 | FACING PAGE | | | | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|--|--|--|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | ___________ AND ENDING 12/31/25<br>filing for the period beginning 01/01/25 | | | | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: Sprott Global Resource Investments, Ltd. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>O Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | [ Major security-based swap participant | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 1910 Palomar Point Way, Suite 200 | | | | | | | | | | (No. and Street) | | | | | | | | Carlsbad | CA | 92008 | | | | | | | (City) | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Michelle Sath | 437-522-8235 | msath@sprott.com | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B. Accountant identification | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | Bay Adelaide Centre, 333 Bay Street, Suite 4600 TOronto | | M5H285<br>On,Canada | | | | | | | (Address) | (City) | (State)<br>(Zip Code)<br>85 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the…Read the full text as markdown