Full text of CODA MARKETS, INC.'s X-17A-5 filed 2022-04-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CODA Markets, Inc. Financial Statements and Independent Auditors Report As of and for the Year Ended December 31, 2021 Filed as a Public Document pursuant to Rule 17a-5(d) of the Securities Exchanges Act of 1934. \*\*\*PUBLIC DOCUMENT\*\*\* {1}------------------------------------------------ | | | UNITED STATES | | OMB APPROVAL | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|------------------------------------------------------------|---------------------|-------------------------------------------------| | | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | PUBLIC | | Washington, D.C. 20549 | | Estimated average burden | | | | | | hours per response: | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-47077 | | | | PART III | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>filing for the period beginning 01/01/21 | | FACING PAGE<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION | AND ENDING 12/31/21 | MM/DD/YY | | NAME OF FIRM: CODA Markets, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | _ Security-based swap dealer | | | _ Major security-based swap participant | | 2624 Patriot Blvd. | | | | | | | | (No. and Street) | | | | | | | | | | | Glenview | | | 60026 | | (City) | | (State) | | (Zîp Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Edward O'Malley | | (224) 521-2700 | | eomalley@codamarkets.com | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Baker Tilly Virchow Krause, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 1 Pennsylvania Plaza #3000 New York | | | NY | 10119 | | (Address) | | (City) | (State) | (Zip Code) | | October 22, 2003 | | | 23 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | * Claims for exemption from th…Read the full text as markdown