Full text of CODA MARKETS, INC.'s X-17A-5/A filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CODA Markets, Inc. Statement of Financial Condition With Report of Independent Registered Public Accounting Firm December 31, 2022 Files as public information pursuant to Rule 17A-5(d) under the Securities Exchange Act of 1934 and Regulation 1.10(g) of the Commodity Exchange Act. {1}------------------------------------------------ ## hE/d^dd^ ^hZ/d/^Ey,E'KDD/^^/KE tĂƐŚŝŶŐƚŽŶ͕͘͘ϮϬϱϰϵ | hE/d^dd^<br>^hZ/d/^Ey,E'KDD/^^/KE<br>tĂƐŚŝŶŐƚŽŶ͕͘͘ϮϬϱϰϵ | | | KDWWZKs> | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|----|----------------------------------------------------------------------------------------------------------|--| | | | | KDEƵŵďĞƌ<br>3235-0123<br>džƉŝƌĞƐ͗Oct.<br>31,<br>2023<br>ƐƚŝŵĂƚĞĚĂǀĞƌĂŐĞďƵƌĚĞŶ<br>ŚŽƵƌƐƉĞƌƌĞƐƉŽŶƐĞ͗<br>12 | | | | EEh>ZWKZd^ | | ^&/>EhDZ | | | | &KZD<br>yͲϭϳͲ | | 8-47077 | | | | WZd// | | | | | /ŶĨŽƌŵĂƚŝŽŶZĞƋƵŝƌĞĚWƵƌƐƵĂŶƚƚŽZƵůĞƐϭϳĂͲϱ͕ϭϳĂͲϭϮ͕ĂŶĚϭϴĂͲϳƵŶĚĞƌƚŚĞ^ĞĐƵƌŝƚŝĞƐdžĐŚĂŶŐĞĐƚŽĨϭϵϯϰ | &/E'W' | | | | | &/>/E'&KZ | 01/01/22<br>d,WZ/K'/EE/E'ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺEE/E'ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ | | 12/31/22 | | | | DDͬͬzz | | DDͬͬzz | | | | ͘<br>Z'/^dZEd/Ed/&/d/KE | | | | | CODA Markets, Inc.<br>EDK&&/ZD͗ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ | | | | | | dzWK&Z'/^dZEd;ĐŚĞĐŬĂůůĂƉƉůŝĐĂďůĞďŽdžĞƐͿ͗<br>☐<br>☐<br>ƌŽŬĞƌͲĚĞĂů<br>☐<br>ŚĞĐŬŚĞƌĞŝĨƌĞƐƉŽŶĚĞŶƚŝƐĂůƐŽĂŶKdĚĞƌŝǀĂƚŝǀĞƐĚĞĂůĞƌ | ^ĞĐƵƌŝƚLJͲďĂƐĞĚƐǁĂƉĚ | ☐ | DĂũŽƌƐĞĐƵƌŝƚLJͲďĂƐĞĚƐǁĂƉƉĂƌƚŝĐŝƉĂŶ | | | Z^^K&WZ/E/W>W>K&h^/E^^͗;ŽŶŽƚƵƐĞĂW͘K͘ďŽdžŶŽ͘ | | | | | | 2624 Patriot Blvd.<br>ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ | | | | | | | ;EŽ͘ĂŶĚ^ƚƌĞĞƚͿ | | | | | Glenview<br>ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ | IL | | 60026 | | | ;ŝƚLJͿ | ;^ƚĂƚĞͿ | | ;ŝƉŽĚĞͿ | | | WZ^KE<br>dKKEdd<br>t/d, | Z'ZdKd,/^&/>/E' | | | | | ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ<br>John Mollica | 212-658-1106 | | jmollica@apexfintechsolutions.com | | | ;EĂŵĞͿ | ;ƌĞĂŽĚĞʹdĞůĞƉŚŽŶĞEƵŵďĞƌͿ | | ;ŵĂŝůĚĚƌĞƐƐͿ | | | | ͘<br>KhEdEd/Ed/&/d/KE | | | | | /EWEEd | Wh>/KhEdEdǁŚŽƐĞƌĞƉŽƌƚƐĂƌĞĐŽŶƚĂŝŶĞĚŝŶƚŚŝƐĨŝůŝŶŐΎ | | | | | RSM US LLP<br>ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ…Read the full text as markdown