Full text of MACQUARIE CAPITAL (USA) INC.'s X-17A-5 filed 2020-05-29 (period 2020-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Macquarie Capital (USA) Inc. Financial Statements and Supplemental Schedules As of and for the year ended March 31, 2020 0  This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A Statement of Financial Condition and supplemental report on internal control bound separately have been filed with the Securities and Exchange Commission simultaneously herewith as a Public Document. {1}------------------------------------------------ March 31, 2020 | | | Page(s) | |-------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|---------| | | Report of Independent Registered Public Accounting Firm | 2-3 | | Financial Statements | | | | | Statement of Financial Condition | 4 | | Statement of Operations | | 5 | | | Statement of Changes in Stockholder's Equity | 6 | | Statement of Cash Flows | | 7 | | | Notes to financial statements | 8-21 | | Supplemental Schedules | | | | Schedule I | Computation of Net Capital Under Rule 15c3-1<br>of the Securities Exchange Act of 1934 | 22 | | Schedule II | Computation for Determination of Reserve Requirements<br>Under Rule 15c3-3 of the Securities Exchange Act of 1934 | 23 | | Schedule III | Computation for Determination of PAB Account Reserve of Brokers and Dealers Under Rule<br>15c3-3 of the Securities Exchange Act of 1934 | 24 | | Schedule IV | Information Relating to Possession or Control Requirements<br>Under Rule 15c3-3 of the Securities Exchange Act of 1934 | 25 | {2}------------------------------------------------  ## **Report of Independent Registered Public Accounting Firm** To the Board of Directors and Stockholder of Macquarie Capital (USA) Inc. ## *Opinion on the Financial Statements* We have audited the accompanying statement of financial condition of Macquarie Capital (USA) Inc. (the "Company") as of March 31, 2020, and the related statements of operations, changes in stockholder's equity and cash flows for the year then ended, including the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of March 31, 2020, and the results of its operations and its cash flows for the year then ended in conformity with acco…Read the full text as markdown