Full text of MACQUARIE CAPITAL (USA) INC.'s X-17A-5 filed 2026-06-01 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** O.C. **.20549** > **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAi 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours **per** response: 12 SEC FILE NUMBER | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------|--------------------------------------------|------------| | FILING FOR THE PERIOD BEGINNING April 1 , 2025 | | | AND ENDING March 31, 2026 | | | | MM/00/YY | | | MM/00/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Macquarie Capital (USA) Inc | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!l Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | | 0 Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 660 Fifth Ave | | | | | | | | (No. and Street) | | | | New York | | New York | | 10103 | | (City) | | {State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | James S. Conahan | (646) 918-4189 | | jim.conahan@macquarie.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 300 Madison Avenue | | New York | New York | 10017 | | (Address) | (City) | | (State) | (Zip Code) | | (Date of Registration with PCAOB)(ifapplicable) | | | (PCAOB Registration Number, if applicablel | | | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CFR 240.17a-S(e)(l)(ii), if applicable. | | | | | **Persons who are to respond to the c…Read the full text as markdown