Full text of MONUMENT GROUP, INC.'s X-17A-5 filed 2023-12-20 (period 2023-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** | FILING FOR THE PERIOD BEGINNING | 10/01<br>/22 | | AND ENDING 09/30/23 | | | |--------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------|---------------------|----------------------------------------------|--| | | ---------<br>MM/DD/ Y Y | | | ----------<br>MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: MONUMENT | GROUP,<br>INC. | | | | | | TYPE OF REGISTRANT (check all applicable<br>IZl Broker-dealer<br>D Security-based<br>D Check here if respondent is | boxes):<br>swap dealer<br>also an OTC derivatives dealer | D Major security-based | | swap participant | | | ADDRESS OF PRINCIPAL PLACE OF | BUSINESS: (Do not use a P.O. box | no.) | | | | | 500 BOYLSTON<br>STREET | | | | | | | | (No. and Street) | | | | | | BOSTON | MA | | | 02116 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD | TO THIS FILING | | | | | | MICHAEL<br>MILLER | 617-423-4<br>700 | | | MIKE(ci2MONUMENTGROUP.COM | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT | whose reports are contained in this | | filing* | | | | LARRY<br>D. LIBERFARB,<br>PC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 11 VANDERBILT<br>AVENUE# | 220<br>NORWOOD | | MA | 02062 | | | (Address) | (City) | | (State) | (Zip Code) | | | l"<br>1/10/2006 | | | 2560 | | | | of Reg;;tcatloo w;th PCAOB )(ff applicable) | | | | (PCAOB Reg;,tratloo N,m bee, ;f appUcable) I | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims<br>for exemption from the requirement that the annual reports be covered by the reports | | | | of an independent public | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.l?a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contai…Read the full text as markdown