MONUMENT GROUP, INC. X-17A-5 (2025-11-25) — Broker-dealer annual report

Full text of MONUMENT GROUP, INC.'s X-17A-5 filed 2025-11-25 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-47248 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | F<br>I<br>L<br>I<br>N<br>G<br>B<br>E<br>G<br>I<br>N<br>N<br>I<br>N<br>F<br>OR<br>T<br>HE<br>P<br>ER<br>IO<br>D | 1<br>0<br>/<br>G | 4<br>0<br>1<br>/<br>2 | A<br>N | 0<br>9<br>/<br>G<br>E<br>ND<br>IN<br>D | 5<br>3<br>0<br>/<br>2 | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------|-------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------| | | | Y<br>M<br>M<br>/<br>D<br>D<br>/<br>Y | | | YY<br>MM<br>/D<br>D/ | | | A.<br>R<br>EG | I<br>D<br>E<br>IS<br>TR<br>AN<br>T | N<br>T<br>I<br>F<br>I<br>C<br>A<br>T<br>I | N<br>O | | | M<br>O<br>N<br>U<br>M<br>E<br>N<br>N<br>A<br>M<br>E<br>F<br>I<br>R<br>M<br>:<br>O<br>F | G<br>R<br>T | O<br>U<br>P<br>,<br>I<br>N<br>C | | | | | a<br>p<br>p<br>R<br>E<br>G<br>I<br>S<br>T<br>R<br>A<br>N<br>T<br>(<br>c<br>h<br>e<br>c<br>k<br>T<br>Y<br>P<br>E<br>O<br>F<br>a<br>l<br>l<br>B<br>r<br>o<br>k<br>e<br>r<br>-<br>d<br>e<br>a<br>l<br>e<br>r<br>☐<br>S<br>e<br>c<br>u<br>r<br>i<br>t<br>y<br>-<br>r<br>e<br>s<br>p<br>o<br>n<br>d<br>e<br>n<br>t<br>C<br>h<br>e<br>c<br>k<br>h<br>e<br>r<br>e<br>if<br>is<br>al<br>so<br>a<br>n | l<br>i<br>c<br>a<br>b<br>l<br>e<br>b<br>a<br>s<br>e<br>d<br>s<br>d<br>e<br>r<br>i<br>O<br>T<br>C | :<br>b<br>o<br>x<br>e<…

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