Full text of INTERACTIVE BROKERS LLC's X-17A-5/A filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### INTERACTIVE BROKERS LLC (SEC I.D. No. 8-47257) # STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM # \* \* \* \* \* \* \* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document. {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART III** | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-47257 | | #### **FACING PAGE** #### **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | A. | MM/DD/YY<br>REGISTRANT IDENTIFICATION | | MM/DD/YY | |---------------------------------|---------------------------------------|------------|----------| | FILING FOR THE PERIOD BEGINNING | 01/01/22 | AND ENDING | 12/31/22 | NAME OF FIRM: INTERACTIVE BROKERS LLC TYPE OF REGISTRANT (check all applicable boxes): ☒Broker-dealer ☐ Security-based swap dealer ☐ Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 1 PICKWICK PLAZA | |------------------| |------------------| | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|--------------------|------------| | GREENWICH | CT | | 06830 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | DENIS MENDONCA | 203-618-5881 | dmendonca@ibkr.com | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | DELOITTE & TOUCHE LLP | | | | | | (Name – if individual, state last, first, and middle name) | | | | 30 ROCKEFELLER PLAZA | NEW YORK | NY | 10112-0015 | | (Address) | (City) | (State) | (Zip Code) | 10/20/2003 34 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a st…Read the full text as markdown