Full text of INTERACTIVE BROKERS LLC's X-17A-5 filed 2024-02-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## INTERACTIVE BROKERS LLC (SEC I.D. No. 8-47257) ## STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2023 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ## \* \* \* \* \* \* \* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document. {1}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 #### OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 8-47257 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/23<br>MM/DD/YY | AND ENDING | | 12/31/23<br>MM/DD/YY | | |------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|---------------------------------------|--------------------------------------------|--| | | A. | REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: INTERACTIVE BROKERS LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☒Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐ Security-based swap dealer | ☐ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1 PICKWICK PLAZA | | | | | | | | (No. and Street) | | | | | | GREENWICH | | CT | | 06830 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>DENIS MENDONCA | 203-618-5881 | | | | | | (Name) | (Area Code – Telephone Number) | | dmendonca@ibkr.com<br>(Email Address) | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DELOITTE & TOUCHE LLP | (Name – if individual, state last, first, and middle name) | | | | | | | | | | | | | 30 ROCKEFELLER PLAZA<br>(Address) | NEW YORK<br>(City) | | NY<br>(State) | 10112-0015<br>(Zip Code) | | | | | | | | | | | | | 34 | | | | 10/20/2003 | | | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if applicable) | | \* Claims for exemption from the requirement that the annual reports be…Read the full text as markdown