Full text of ALIGHT FINANCIAL SOLUTIONS, LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### S T A T E M E N T O F F I N A N C I A L C O N D I T I O N Alight Financial Solutions LLC Year Ended December 31, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | | OMB APPROVAL | |--------------------------|--|------------------| | OMB Number: | | 3235-0123 | | Expires: | | October 31, 2023 | | Estimated average burden | | | | hours per response | | 12.00 | | SEC FILE NUMBER | | |-----------------|--| | 8-47344 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | January 1, 2020<br>MM/DD/Y Y | AND ENDING | December 31, 2020<br>MM/DD/YY | |----------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------|-------------------------------|--------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | Alight Financial Solutions, LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | 4 Overlook Point | | | | | (No. and Street) | | | | | Lincolnshire | Illinois | 60069 | | | (City) | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Douglas S. Keith | | | 847-295-5000 | | | | | (Arca Code - Telephone Number) | | | B. ACCOUNTANT IDENTIBICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | Ernst & Young LLP | | and and the mat | | | ((Name - if individual, state last, first, middle name)) | 1 2017/12/25<br>- 11:30 | | | 155 N. Wacker Drive, | Chicago | A 220<br>SH ARCHI<br>Illinois | 60606 | | (Address) 7 | (City) (City) | (State) | " (Zip Code) | | מרחב באו<br>CHECK ONE:<br>X Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions | 12:27 35, 14 11 11 11 11 | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | CHAND THE CONTIN CAPACITATION CONSTITUTION CONSTITUTION THE CONSULTION CONSULTION | | | Claims for exemption from the regurement that the annual report be covered by the op…Read the full text as markdown