Full text of ALIGHT FINANCIAL SOLUTIONS, LLC's X-17A-5 filed 2022-03-22 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### S T A T E M E N T O F F I N A N C I A L C O N D I T I O N Alight Financial Solutions LLC Statement of Financial Condition as of December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | #### ANNUAL REPORTS FORM X-17A-5 PART III | ON B APPROVAL<br>OMB Number: 3235-0123 | | |----------------------------------------|--| | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | 8-47344 #### FACING PAGE | FILING FOR THE PERIOD BEGINNING January 1, 2021 | | | | |------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | MM/DD/YY | | MM/DD/YY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (No. and Street) | | | | | 11 | 60089 | | | | (State) | | Zip Code) | | | | | | | | 224-737-7000 | | doug.keith@alight.com | | | | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | | | | | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | Chicago | | 60606 | | | [City] | (State) | (Zip Code) | | | | NAME OF FIRM: Alight Financial Solutions LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>2 Broker-dealer _ Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | AND ENDING December 31, 2021<br>A. REGISTRANT IDENTIFICATION<br>[ Major security-based swap participant<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public. accountant must be supported…Read the full text as markdown