Full text of DAI SECURITIES, LLC's X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A~S PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-47393 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **Q 1/01 /24** MM/OD/YY AND ENDING **12/31 /24** MM/OD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: DAI Securities, LLC TYPE OF REGISTRANT {check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here If respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a **P.O.** box no.) 2800 Century Pkwy NE, Suite 650 (No. and Street) Atlanta GA 30345 (City) {State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Ana R Carter 813-442-1645 anac@daisecurities.com (Name) (Area Code -Telephone Number) {Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Crowe LLP (Name - if individual, state last, first, and middle name) 485 Lexington Ave, Fl 11 New York NY (Address) (City) (State) 9/232003 173 10017 (Zip Code) FOR OFFICIAL USE ONLY (PCAOB R,g;shaUoo N,mbe,, ;f applicable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 cm 240.17a-S(e)(1){il), If applicable. Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid OMS control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Craig Covington swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of DAI Securities LLC as of **12/31** , 2~ is true and correct. I further swear (or affirm} that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a custo[W\rtl <sup>11111</sup>  s;gnature~ ~ **~~~~~11 applicable boxes):** - **!!ii** (a) Statement of financial condition. - □…Read the full text as markdown