Full text of DAI SECURITIES, LLC's X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 8-47393 | | |------------------|--| | SEC FILE NUM BER | | | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING 0 1/01 /25<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION | AND ENDING 12/31 /25<br>MM/DD/YY | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------| | NAME oF FIRM: DAI Securities, LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>[i] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 2800 Century Pkwy NE, Suite 650 | | | (No. and Street) | | | Atlanta<br>GA | 30345 | | (City)<br>(State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | 813-442-1645<br>Ana R. Carter | anac@daisecurities.com | | (Name)<br>(Area Code -Telephone Number) | (Email Address) | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Crowe LLP | | | (Name - if individual, state last, first, and middle name)<br>485 Lexington Ave, Fl 11<br>New York | NY<br>10017 | | (Address)<br>(City)<br>09/23/2003 | (State)<br>(Zip Code)<br>173 | | rte of Regi;tcatioo with PCAOB)i;f applicable)<br>FOR OFFICIAL USE ONLY | (PCAOB RegistcaUoo N,mbec, if applicable I I | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION | 1, Craig Covington | | swear (or affirm) that, to the best of my knowle…Read the full text as markdown