DUFF & PHELPS SECURITIES LLC X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of DUFF & PHELPS SECURITIES LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: DUFF & PHELPS SECURITIES LLC
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0000928873-19-000002
• CIK: 928873
• File #: 8-47558
• Material weakness: No
• Auditor: CohnReznick LLP
• Auditor location: New York, NY
• Contact: Christine Sebastiano
• Phone: 9737758258
• Signed by: Christine Sebastiano (Director, Finance)

Document text (excerpt)

X-17A-5 0000928873 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N DUFF & PHELPS SECURITIES LLC 311 S. WACKER DRIVE SUITE 4200 CHICAGO IL 60606 Christine Sebastiano 9737758258 CohnReznick LLP 1301 Avenue of the Americas New York NY 10019 Certified Public Accountant Christine Sebastiano DUFF & PHELPS SECURITIES LLC 12-31-2018 Christine Sebastiano Director, Finance Y

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Original filing on SEC EDGAR (source of record)