Full text of DELAWARE DISTRIBUTORS, L.P.'s X-17A-5 filed 2026-06-29 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION Delaware Distributors, L.P. Fiscal Year Ended March 31, 2026 Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **0MB APPROVAL 0MB Number: 32.35-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12** # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-29755 | | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 04/01 /25 MM/DD/YY AND ENDING <sup>03131126</sup> --------- **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Delaware Distributors, L.P. TYPE OF REGISTRANT (check all applicable boxes}: MM/DD/ YY 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here **if** respondent is also an **OTC** derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 Independence, 610 Market Street {No. and Street) Philadelphia PA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 19106 (Zip Code) Stephen Hoban 445-314-3546 stephen.hoban@nomura.com (Name) (Area Code-Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* PriceWaterhouse Coopers | (Name - if individual, state last, first, and middle name) | | | | | |------------------------------------------------------------|-----------------------|---------|-------------------------------------------|--| | 2001 Market Street | Philadelphia | PA | 19103 | | | (Address) | (City) | (State) | (Zip Code) | | | October 20, 2003 | | 238 | | | | te of Regfatratioa w;U, PCAOB)Of appl;cable) | | | (PCAOB Regfatratioa N"mbec, ;r applkable) | | | r | FOR OFFICIAL USE ONLY | | I | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays II currently valid 0MB control number. {2}---------------------------------------…Read the full text as markdown