Full text of DELAWARE DISTRIBUTORS, L.P.'s X-17A-5 filed 2023-06-27 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION Delaware Distributors, L.P. Fiscal Year Ended March 31, 2023 Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-29755 **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01 /22** MM/DD/VY AND ENDING **03/31 /23** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Delaware Distributors, L. P. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 Independence, 610 Market Street (No. and Street) Philadelphia PA 19106 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Stephen Hoban 215-255-2849 stephen .hoban@macquarie.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* PriceWaterhouse Coopers (Name - if individual, state last, first, and middle name) 2001 Market Street Philadelphia PA 19103 (Address) (City) (State) (Zip Code) October 20, 2003 238 r·· of ,,g;~rat;o, with PCAOBJ(;f applk•bl•) **FOR OFFICIAL USE ONLY** (PCAOB Reglstcatloo N,mbe,, • appllrabl,J <sup>I</sup> \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Stephen Hoban | | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------------|----|--------------------------------------…Read the full text as markdown