Full text of MV SECURITIES GROUP, INC.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, <sup>2020</sup> Estimated average burden # hours per response 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** SEC FILE NUMBER s-47827 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/2019 | 12/31/2019<br>AND ENDING | | | |------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|--------------------------------|----------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | A. | REGISTRANT<br>IDENTIFICATION | | | | | MV<br>NAME OF BROKER-DEALER: | Group,<br>Securities | Inc. | OFFICIAL USE ONLY | | | Box No.)<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS:<br>(Do not use P.O. | | | FIRM I.D.<br>NO. | | | STE<br>1001<br>McKinney,<br>1200 | | | | | | | (No. and Street) | | | | | Houston | TX | | 77002 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE<br>NUMBER OF PERSON TO<br>Julie L. Swanson | CONTACT | IN REGARD<br>TO THIS<br>REPORT | 713-227-0100 | | | | | | (Area Code -Telephone<br>Number) | | | B. | ACCOUNTANT<br>IDENTIFICATION | | | | | PUBLIC ACCOUNTANT whose opinion<br>INDEPENDENT | is contained | in this<br>Report* | | | | Harper<br>&<br>Pearson | | | | | | | (Name -if<br>individual, state last, first, middle name ) | | | | | One<br>STE<br>1900<br>Riverway, | Houston | TX | 77056 | | | (Address) | (City ) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | /<br>Public<br>Certified<br>Accountant<br>Public<br>Accountant<br>in United States<br>not resident<br>Accountant | or any of | its possessions. | | | | | USE<br>FOR<br>OFFICIAL | ONLY | | | | | | | | | | | | | | | | | | | | | \**Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are notrequired to respond** SEC 1410 (06 **unless theform displays a currently valid OMB control number.** -02) {1}------------------------------------------------ #### **OATH…Read the full text as markdown