Full text of MV SECURITIES GROUP, INC.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESAND EXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: Expires: Estimated average burden hours per response 12.00 3235-0123 October 31, <sup>2023</sup> > SEC FILE NUMBER B-47827 ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | Securities | 1934<br>and<br>Rule<br>Exchange<br>Act<br>of | Thereunder<br>17a-5 | | | | |-----------------------------------------------------------------------------|-----------------------------------------------------------|------------------------------------------------|----------------------------------|--|--| | 01/01/2020<br>AND ENDING12/31/2020<br>REPORT<br>FOR THE PERIOD<br>BEGINNING | | | | | | | | MM/DD/YY<br>MM/DD/YY | | | | | | | A.<br>IDENTIFICATION<br>REGISTRANT | | | | | | NAME OF BROKER-DEALER: MV | Securities<br>Group,<br>Inc. | | OFFICIAL USE ONLY | | | | PLACE OF BUSINESS:<br>ADDRESS OF PRINCIPAL | Box No.) | FIRM I.D.<br>NO. | | | | | 1001<br>McKinney,<br>STE | not use P.O.<br>(Do<br>1200 | | | | | | | (No. and Street) | | | | | | Houston | TX | 77002 | | | | | (City) | (State) | (Zip Code) | | | | | NAME AND TELEPHONE<br>Julie L. Swanson | NUMBER OF PERSON TO CONTACT | REPORT<br>IN REGARD TO<br>THIS<br>713-227-0100 | | | | | | | | (Area Code -Telephone<br>Number) | | | | | ACCOUNTANT<br>IDENTIFICATION<br>B. | | | | | | PUBLIC ACCOUNTANT<br>INDEPENDENT | whose opinion<br>in this<br>is contained | Report* | | | | | Harper<br>Pearson<br>& | | | | | | | | (Name -if<br>individual, state last, first, middle name ) | | | | | | Riverway,<br>One | Houston<br>STE<br>1900 | TX | 77056 | | | | (Address) | (City ) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | /<br>Certified<br>Public | Accountant | | | | | | Public Accountant | | | | | | | Accountant<br>not resident | its possessions.<br>in United States<br>or any of | | | | | | | USE<br>OFFICIAL<br>ONLY<br>FOR | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are no…Read the full text as markdown