Full text of ADP BROKER-DEALER, INC.'s X-17A-5 filed 2021-08-26 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ADP BROKER-DEALER, INC. (A Wholly Owned Subsidiary of ADP Atlantic, LLC) (S.E.C. I.D. No. 8-4788S) FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES AS OF AND FOR THE YEAR ENDED JUNE 30, 2021, AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM •• \* ••• This report is deemed **CONFIDENTIAL** in accordance with Rule 17a-S(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition bound separately, has been filed with the Securities and Exchange Commission simultaneously herewith as a Public Document. {1}------------------------------------------------ UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL AUDITED REPORT FORMX-17A-5 PART** III **FACING PAGE** 0MB APPROVAL **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder** REPORT FOR THE PERIOD BEGINNING \_\_ J\_ul\_y\_l,\_2\_0\_20 \_\_ AND ENDING MM/DD/VY June 30. 2021 MM/DDNY ### **A. REGISTRANT IDENTIFICATION** NAME OF BROKER - DEALER: **ADP Broker-Dealer,** Inc. ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) I ADP **Boulevard** (No. 1111d Street) | Roseland | New Jersey | 07068 | | |----------|------------|------------|--| | (City) | (Stnte) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Patricia Barrenechea ## **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report• | Deloitte & Touche LLP | | | | |-----------------------------------------------------------------------|---------------------------------------------------------------------|-------------------------------------------------------|------------| | | | (Name• if individual, state last, first, middle name) | | | 30 Rockefeller Plaza | New York | New York | 10112-0015 | | {Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>~ Certified Public Accountant<br>D<br>Public Accountant | | | | | D | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | *•claims for e:remption from* 1/1e *req11i,-ement that the a11n11al report be covered by the opinion of an i11depende111 public accoulllant 11111st be supported by a statement o/ far;ts and circumstances rl!lied on as the basis for the e.remption. Sec section 240. l 7a-5(c)(2)* | 0MB Number: 3235-0123 | |-------------------------------| | Expires…Read the full text as markdown