Full text of ADP BROKER-DEALER, INC.'s X-17A-5 filed 2022-08-23 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ADP BROKER-DEALER, INC. (A Wholly Owned Subsidiary of ADP Atlantic, LLC) (S.E.C. I.D. No. 8-47885) FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES AS OF AND FOR THE YEAR ENDED JUNE 30, 2022, AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM •••••• This report is deemed **CONFIDENTIAL** in accordance with Rule 17a-S(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition bound separately, has been filed with the Securities and Exchange Commission simultaneously herewith **as a** Public Document. {1}------------------------------------------------ UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-S PARTIII** ### **FACING PAGE** ### **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities** Exchange Act of **1934** FILING FOR THE PERIOD BEGINNING REPORT July 1, 2021 AND ENDING MM/00/YY June 30. 2022 MM/0D/YY #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **ADP Broker-Dealer, Inc.** TYPE OF REGISTRANT (check all applicable boxes): D Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 1 ADP Boulevard (No. and Street) Roseland (City) New Jersey (State) 07068 (Zip Code) PERSON TO CONT ACT WITH REGARD TO THIS FILING Patricia Barrcncchca 973-404-4168 (Arca Code - Telephone No.} ### **B. ACCOUNT ANT IDENTIFICATION** | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing• | | |----------------------------------------------------------------------------|--| |----------------------------------------------------------------------------|--| Deloitte & Touche LLP (Name - if individual, slate last, first, middle name) | 30 Rockefeller Plaza | New York | New York | 10112-0015 | |---------------------------------------------------|----------|----------|--------------------------------------------| | (Address) | (City} | (State) | (Zip Code) | | r••<br>of Reglst<atlon with PCAOB)(lf applicable) | | | {PCAOB Reglmatloa Numbe,, If applicable) I | ### **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17…Read the full text as markdown