Full text of GRIFFIN CAPITAL SECURITIES, LLC's X-17A-5 filed 2025-02-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **(SEC I.D. NO. 8-4 7891)** # STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2024 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0M B APPROVAL | |---------------------------| | 0 MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimat ed average burden | | hours per res ponse: 12 | | SEC FILE NUMBER | |-----------------| | 8-47891 | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/24** MM/DD/VY AND ENDING **12/31** /24 MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Griffin Capital Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 18191 Von Karman Avenue, Suite 300 (No. and Street) Irvine CA 92612 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Rodney lshioka (949) 739-7727 rishioka@apol lo.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Deloitte & Touche LLP (Name - if individual, state last, first, and middle name) 30 Rockefeller Plaza New York NY 10112-0015 (Address) (City) (State) (Zip Code) 10/20/2003 34 **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **AFFIRMATION** We, Jacob Walker and David Lang, swear (or affirm} that, to the best of our knowledge and belief, the financial report pertaining to the firm of Griffin Capital Securities, LLC…Read the full text as markdown