Full text of GRIFFIN CAPITAL SECURITIES, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # (SEC I.D. NO. 8-47891) ## STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2025 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## SEC FILE NUMBER 8-47891 | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|---------------------------------------------| | | ________<br>01/01/25 | 12/31/25 | _______ | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | _<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | ___________________________<br>Griffin Capital Securities, LLC | | _ | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 2010 Main Street, Suite 530 | | | | | | (No. and Street) | | | | Irvine | CA | | 92614 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Rodney Ishioka | (949) 739-7727 | | rishioka@apollo.com | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Deloitte & Touche LLP | | | | | 30 Rockefeller Plaza | (Name - if individual, state last, first, and middle name)<br>New York | NY | 10112-0015 | | (Address) | (Cit y) | (State) | (Zip Code) | | 10/20/2003 | | 34 | | | rte of RegistcaUoo with PCAOB)lif applicable) | | | )PCAOB Registratioo Nombe,, if applicable)I | | | FOR OFFICIAL USE ONLY | | | | | | | | + Claims for exemption from the requirement that the annual reports be covered…Read the full text as markdown