Full text of JAMES RIVER SECURITIES CORP.'s X-17A-5 filed 2020-02-21 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSlON Washington, D.C • .20549 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | Es<br>tin<br>1e<br>d<br>,a<br>s D<br>ho<br>er<br>ur | b<br>de<br>av<br>er<br>a~<br>ur<br>n<br>1<br>2.<br>00<br>te<br>sn<br>nn<br>se<br><br><br> | |-----------------------------------------------------|-------------------------------------------------------------------------------------------| | | SE<br>C<br>A<br>LE<br>N<br>U<br>M<br>BE<br>R | | | 8- | OM8 APPROVAL 0MB Number: 3235-0123 bpires: August 31, 2020 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | PO<br>FO<br>IO<br>G<br>R<br>E<br>R<br>T<br>R<br>T<br>H<br>E<br>P<br>E<br>R<br>D<br>B<br>E<br>IN<br>N<br>IN | /<br>O<br>o<br>I<br>G<br>1<br>i<br>M | /<br>I<br>9<br>i<br>A<br>N<br>D<br>E<br>J<br>!<br>O<br>O<br>I<br>Y<br>Y | G<br>N<br>D<br>IN | 1<br>1<br>1<br>/<br>/<br>4<br>2<br>s<br>i<br>M<br>J<br>/<br>ro<br>or<br>v | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------|--------------------------------------------------------------------------------|---------------------|---------------------------------------------------------------------------|--| | A | R<br>E<br>G<br>I<br>S<br>T<br>R<br>A<br>N<br>T | I<br>D<br>E<br>N<br>T<br>I<br>F<br>I<br>C<br>A<br>T<br>I<br>O<br>N | | | | | J<br>M<br>o<br>O<br>O<br>N<br>A<br>M<br>E<br>FB<br>R<br>K<br>E<br>R<br>-D<br>E<br>A<br>L<br>E<br>R<br>: | f<br>2<br>t<br>_)<br>.e<br>.s<br>;<br>v<br>r- | C<br>f<br>5<br>'<br>(<br>:1<br>o<br>r<br>e<br>r<br>;~<br>u | | O<br>FF<br>IC<br>IA<br>L<br>U<br>S<br>E<br>O<br>N<br>LY | | | A<br>D<br>D<br>R<br>E<br>SS<br>O<br>F<br>PR<br>IN<br>C<br>IP<br>A<br>L<br>P<br>L<br>A<br>C<br>E<br>B<br>U<br>SI<br>N<br>E<br>SS<br>(D<br>P<br>.O<br>. B<br>N<br>)<br>O<br>F<br>t u<br>:<br>o<br>no<br>se<br>ox<br>o.<br>R<br>J<br>3<br>5<br>1<br>1<br>.J<br>S<br>-f<br>t<br>g<br>a | | | | FI<br>R<br>M<br>1<br>.0<br>. N<br>O | | | | (N<br>u. | nd<br>S<br>et)<br>tre<br>a | | | | | | | A<br>V | | | | | (C<br>i1<br>y) | | | (Z<br>ip | C<br>od<br>e) | | | B<br>A | C<br>C<br>O<br>U<br>N<br>T<br>A<br>N<br>T | C<br>A<br>O…Read the full text as markdown